Quick Links
Owning Restricted Stock
Selling Restricted Stock
- Selling Restricted Stock
- Seller's Letter
- Form 144
- Removing Stock Legend
- Donating Restricted Stock
- Accredited Investor
Related Links
- History of Securities Law
- History of the NYSE
- SEC
- Rule 144
- Rule 145
- Rule 144A
- Insider Trading
- Section 16 Related Rules
- Restricted Stock Options
- Restricted Stock Services


Rule 144 Restricted Stock Updates and Information
The latest news, updates and other related analysis and information on on Rule 144 Restricted Stock.
Securities and Investment
The Securities & Investment Data Resource Center site provides a simple, quick reference guide to securities and investment information.

Philanthropy
The Philanthropy site provides both donors and recipients of donations with information of importance to donors and charitable organizations alike. Geared toward owners of Restricted Stock the site has no political or religious agenda, The site also provides commentary on gift-giving methodology and links to sites that help donors choose charities.

RESTRICTED STOCK
Restricted Stock, sometimes referred to as "Letter Stock," "Legend Stock," "144 Stock," and "Restricted Securities," is unique due to its limitations when it comes to sales, resales, gifting and other transactions. Additionally, while there are books and reference materials available, seldom is it available in one location.
This site was created to address this problem. Here Restricted Stock owners and their advisors have a central depository of information regarding many of the important aspects needed to make decisions regarding Restricted Stock. While the information presented is not intended as legal advice we hope the material will prove useful. However, we encourage readers to consult with their legal counsel before making any final decisions related to Restricted Stock.
Finally, the authors of this site provide the information as a public service without bias. The information is available to anyone seeking knowledge related to restricted securities. We hope you appreciate our effort and style.
Reference Information
Click on title below for additional information
Definition of Restricted Stock
What exactly is the legal definition of Restricted Stock?
Selling Restricted Stock
An outline of the process of selling Restricted Stock
Understanding Restricted Stock
The issues of importance related to Restricted Stock
Restricted Stock Seller's Letter
An example of a Seller's letter required by the SEC
Definition of a Control Person
The criteria used to determine who is a "Control Person"
Form 144 From the SEC
The official form requited in order to sell Restricted Stock
Definition of an Affiliate
Who is considered an "Affiliate" of a public corporation?
Removing a Restricted Stock Legend
Key information regarding removing a Restricted Stock legend
Restricted Stock Flow Chart
A quick reference decision chart related to selling Restricted Stock
Restricted Stock Donative Strategies
Using Restricted Stock as a donative tool in Philanthropy
Changes in the Securities Law
Changes in law related to Restricted Stock and securities
Definition of an Accredited Investor
Federal guidelines for an "Accredited" investor
Partner Sites
The related sites of West River Holdings and The Andover Registry
Restricted Stock Reference Books
Books that discuss elements related to Restricted Stock






